1,111
regulatory applications received**805
licensed insolvency practitioners*1,672
firms authorised to provide investment business advice*2,743
monitoring reviews carried out**953
new complaint files opened**1,089
investigations completed**** for the whole of 2023
2,137
firms registered for statutory audit**357
firms accredited for probate services*c 10,500
firms supervised for compliance with AML regulations*96%
satisfaction with the management of our monitoring process197,669
social media impressions**457,777
unique website visits**ICAEW’s regulatory and conduct strategy
ICAEW’s regulatory and conduct responsibilities are delivered by the Professional Standards Department (PSD). Our role is to strengthen trust and protect the public by following the 3Es: Enable, Evaluate and Enforce.