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Proposed amendments to FCA guidance for insolvency practitioners
- 19 Mar 2024
The FCA has published a consultation on proposed amendments to FG21/4 - Guidance for insolvency practitioners on how to approach regulated firms. The amendments reflect legal, regulatory and economic changes since the guidance was first published and also seek to improve clarity and provide further information on certain aspects. The deadline for responses is 30 April 2024
Professional Standards Update March 2024
- 13 Mar 2024
This month we announce new Professional Indemnity Insurance Regulations that will take effect on 1 September 2024, we also encourage our firms to make sure they are allowed to use the ‘chartered accountants’ description and highlight common mistakes we see in this area. You can also read the outcomes of the latest disciplinary cases and access updates and resources that are relevant to your role.
ICAEW Insolvency Monitoring Report 2023
- 12 Mar 2024
We completed more than 150 insolvency reviews in 2023. Access the infographic to find out the results and what actions were taken.
DPB Monitoring Report 2023
- 12 Mar 2024
We monitor all DPB (Investment Business) licensed firms to ensure they are operating within the scope and eligibility criteria of their licence and that they have appropriate quality control procedures in place. Access the infographic to find out what was reported in 2023.
ICAEW rated green for well-led as a legal services regulator
- 12 Mar 2024
The results of the Legal Services Board (LSB)’s annual performance review have been published and ICAEW has been rated green for well-led by the LSB. The review covers the period October 2022 to May 2023, and is the first assessment under a new performance framework which came into force on 1 January 2023.
New PII Regulations from 1 September
- 12 Mar 2024
A review of ICAEW’s professional indemnity insurance requirements has taken place which included a public consultation that closed in December 2023. Wide-ranging proposals were presented and some of these are now being taken forward. Changes will come into effect from 1 September 2024.
Disciplinary update: March 2024
- 08 Mar 2024
Take note of the latest disciplinary cases to ensure you or your firm are not making similar mistakes.
ICAEW Probate monitoring report 2023
- 07 Mar 2024
- PDF (1,423kb)
We completed 60 monitoring review visits with probate firms throughout 2023. Open the infographic to find out the results.
ICAEW Probate financial report 2023
- 06 Mar 2024
- PDF (549kb)
The latest probate financial report for 2023.
Are you sure your firm is allowed to use the description ‘chartered accountants’?
- 06 Mar 2024
ICAEW has clear rules governing whether firms can call themselves ‘chartered accountants’, but too many firms are still misusing the description and falling foul of the regulations. We look at the common pitfalls.
Insolvency compliance update: is your time recording system accurate?
- 06 Mar 2024
A recent Restructuring and Insolvency Roadshow focused on fees estimates and time recording. In our second article exploring key issues around these hot topics, Michelle Butler, partner at The Compliance Alliance, explains why your systems for time recording are so important.
Insolvency round-up 2023: hot topics and learning points
- 06 Mar 2024
ICAEW's Restructuring and Insolvency Community roadshows cover key issues facing insolvency practitioners (IPs). In the final webinar of the 2023 series, our Quality Assurance Department's insolvency team flagged some hot topics for IPs and discussed the most important findings from monitoring reviews.
Displaying 1-12 of 12 results
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