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Regulatory and Conduct news November 2024

A round-up of regulatory news items

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October 2024
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Auditors’ obligations to report to the FCA
  • Article
  • 04 Nov 2024
Following the first sanction imposed by the Financial Conduct Authority (FCA) on an audit firm for failing to comply with reporting obligations, ICAEW is reminding auditors of their statutory duty under the Financial Services and Markets Act 2000 to report to the financial regulator.
Introduction of the revised Insolvency Guidance Paper – Control of Cases
  • Helpsheets and support
  • 04 Nov 2024
Under the Joint Insolvency Committee’s (JIC’s) strategic work plan, Insolvency Guidance Papers (IGPs) are subject to periodic review to ensure they remain relevant to changing legislation and market conditions. A revised IGP approved by JIC and each of the Recognised Professional Bodies (RPBs) relating to the control of cases has today been issued by each of the RPBs).
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Useful links

Please make use of the following resources to ensure you are up-to-date with the latest regulatory information and news: