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Displaying 1-10 of 18 results
Professional regulation: processes and people
- Article
- 31 Oct 2024
Catherine Boyd joined the ICAEW Regulatory Board (IRB) earlier this year. In the third of our series introducing new board members, she tells us about her long-standing interest in governance and explains why a holistic approach to regulation is so important.
The firm-wide risk assessment
- Report
- 30 Oct 2024
The money laundering regulations (MLRs) require every relevant organisation to take appropriate steps to identify and assess the risks of money laundering and terrorist financing to which its business is subject. We refer to this as the firm-wide risk assessment. It is the foundation upon which a firm builds its AML policies and procedures, particularly regarding customer due diligence (CDD). We asked the money laundering reporting officer (MLRO) at a sample of 100 high and high/medium risk accountancy firms a series of questions. We also asked for a copy of their most recent firm-wide risk as...
Quality Assurance monitoring feedback results
- Article
- 30 Oct 2024
Find out what our firms thought of the monitoring review process in Q3 2024.
HMRC Insolvency Bulletin: Confidentiality and disclosure in personal insolvencies
- Newsletter
- 28 Oct 2024
HMRC cannot usually disclose information it holds on a debtor taxpayer. Please read HMRC’s latest guidance on when disclosures are allowed in personal insolvency cases.
HMRC Insolvency Bulletin: Specified Charges in Insolvency
- Newsletter
- 28 Oct 2024
When an employer or contractor hasn’t submitted their PAYE RTI or CIS return, HMRC raises a Specified Charge. Insolvency practitioners (IPs) will now have a mechanism to file pre-appointment returns if desired. IPs should use their judgment to accept or replace the Specified Charge. lPs appointed in formal insolvencies of employers or contractors will soon receive a notification advising them of this option to file pre-appointment returns.
Private equity investment in audit firms
- Article
- 25 Oct 2024
All audit registered firms considering a change of ownership to introduce private capital should engage with the Financial Reporting Council (FRC) and their recognised supervisory body (RSB) as early as possible.
2023/24 Audit monitoring results
- Newsletter
- 24 Oct 2024
Find out about the results of the audit monitoring visits undertaken by our quality assurance department in 2023/24 and learn about some of the factors that contributed to these results.
HMRC Insolvency Bulletin: HMRC Digital Platform Reporting Service
- Newsletter
- 18 Oct 2024
Anyone who manages, or works within, a digital platform in the UK must follow the guidance and reporting rules for digital platforms set out in the link within the bulletin. This includes Insolvency Practitioners appointed over a digital platform operator. If you need to report to HMRC, you must use the digital platform reporting service.
HMRC Insolvency Bulletin: Members Voluntary Liquidation Updates
- Newsletter
- 18 Oct 2024
Following a process change, clearance requests from insolvency practitioners, or any other representative of the company, are no longer actioned. It is important to note the cessation of clearance provision extends to all procedures outlined in the Insolvency Act 1986, encompassing both solvent and insolvent liquidations, as well as administrations. Find out what you need to do.cy Act 1986, encompassing both solvent and insolvent liquidations, as well as administrations.
Anti-money laundering supervision report
- Report
- 15 Oct 2024
Our 2023/24 anti-money laundering supervision report has been published. The report provides a comprehensive account of ICAEW’s supervisory activity and continued work to protect against money laundering and other forms of financial crime within the accountancy sector.
Displaying 1-10 of 18 results
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