ICAEW.com works better with JavaScript enabled.

Introductions to financial advisers

Firms need to be aware that if they: introduce clients to financial advisers; or comment on recommendations made by financial advisers; they may fall within the scope of the Financial Services & Markets Act 2000 (FSMA).


Continue reading

This content is not freely available. To access 'Introductions to financial advisers' you need to be one of the following:

ACA student

This content is available to ACA students. If you want to start the ACA qualification there are several routes you can take

Business and Finance Professional

An internationally recognised designation and professional status from the ICAEW.

ICAEW member

Gain access to world-leading information resources, guidance and local networks. 98% of the best global brands rely on ICAEW chartered accountants.