Annual safeguarding audits for FCA regulated firms
This factsheet considers some of the questions and steps regulated firms and auditors/consultants may wish to consider in fulfilling the requirements set out in the Financial Conduct Authority’s (the FCA) guidance for payment services and e-money firms.
Continue reading
This content is not freely available. To access 'Annual safeguarding audits for FCA regulated firms' you need to be one of the following:
-
ACA student
-
This content is available to ACA students. If you want to start the ACA qualification there are several routes you can take
-
Business and Finance Professional
-
An internationally recognised designation and professional status from the ICAEW.
-
Financial Services Faculty subscriber
-
With so many changes going on in the industry, keeping up-to-date can be a challenge. Membership of the Financial Services Faculty will provide you with all the news and specialist technical support you need.
- Keep abreast of key issues affecting the industry with our monthly magazine FS Focus and regular e-bulletins.
- Specific support for: auditing and reporting; risk, regulation and capital management; financial planning and advice.
- Visit www.icaew.com/joinfsf for the latest pricing and to join online.
-
Financial Services Faculty: Banking
-
Expert analysis of trends and challenges in banking and technical resources in financial reporting, auditing and regulation.
-
Financial Services Faculty: Insurance
-
Expert analysis of trends and challenges across insurance services and technical guidance on new standards and regulation.
-
Financial Services Faculty: Investment Management
-
Expert analysis, specialist support and trusted technical guidance for investment management professionals.
-
ICAEW member
-
Gain access to world-leading information resources, guidance and local networks. 98% of the best global brands rely on ICAEW chartered accountants.