The Financial Services Faculty will provide helpful insights and hot topics specifically focused on CASS 5 insurance intermediary firms.
This webinar is perfect for those preparing for their CASS 5 audits and for pro-active reflection on whether challenges being faced across the industry are being appropriately considered at insurance brokers.
Key benefits
- FCA introduction and areas of focus for 2023
- Top 10 findings arising from recent CASS 5 audits
- A deep dive into Insurer Terms of Business Agreements and Risk Transfer matters
- How we think about IT related risk and approach to standard market systems
- An introduction to CASS 8 Mandates and where this can arise in insurance brokers
Resources
First broadcast 4 October 2023