Displaying 1-40 of 190 results
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Regulatory update April 2024
- May 2024
The following is a list of some regulatory publications or announcements from April 2024 affecting UK financial services.
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Regulatory update March 2024
- Apr 2024
The following is a list of some regulatory publications or announcements from March 2024 affecting UK financial services.
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Model Risk Management: Understanding the Bank of England’s Supervisory Statement
- Mar 2024
Model risk is one of the most important risks in a financial institution. It impacts front office, operations, finance, internal and external audit.
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Regulatory update February 2024
- Mar 2024
The following is a list of some regulatory publications or announcements from February 2024 affecting UK financial services.
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Labour’s plans for financial services: evolution rather than revolution
- Mar 2024
As the UK gears up for a general election, the parties have been readying their manifesto positions, including for financial services.
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Insurance supervisory priorities and risks
- Feb 2024
The PRA has published a letter setting out its 2024 supervisory priorities for insurers.
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2024 prudential banking supervisory priorities
- Feb 2024
The PRA has published letters setting out its 2024 supervisory priorities for UK deposit takers and international banks.
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Regulatory update January 2024
- Feb 2024
The following is a list of some regulatory publications or announcements from January 2024 affecting UK financial services.
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CASS audits 2024
- Jan 2024
An overview of all you need to know for auditors and firms planning for their CASS audits as well as for practitioners preparing their clients.
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The Sustainability Disclosure Regime and Investment Labels Goes Live in 2024
- Jan 2024
In a world grappling with environmental and social challenges, investors are increasingly drawn to funds that align with sustainability goals.
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Regulatory update December 2023
- Jan 2024
The following is a list of some regulatory publications or announcements from December 2023 affecting UK financial services.
The Consumer Duty – What next?
- Jan 2024
The Consumer Duty signifies a notable shift in the Financial Conduct Authority (FCA)’s expectations. The Duty increases the onus on firms to provide good value products and services, throughout their lifetime, to their customers. The FCA expects to see a higher standard of care evidenced in practice.
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How concerned should we be about a digital pound?
- Dec 2023
The Treasury and Bank of England’s consultation on introducing a digital pound received 50,000 responses.
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Regulatory update November 2023
- Nov 2023
The following is a list of some regulatory publications or announcements from November 2023 affecting UK financial services.
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FCA proposals to support diversity and inclusion
- Nov 2023
Concerns that financial services organisations are paying lip service to DE&I has prompted proposals that strengthen the regulator’s expectations around non-financial misconduct.
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Data sharing as a policy intervention
- Nov 2023
The recent and spectacular advances made in generative artificial intelligence have been possible because of shared data.
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Regulatory Update October 2023
- Nov 2023
The following is a list of some regulatory publications or announcements from October 2023 affecting UK financial services.
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Regulatory Update September 2023
- Oct 2023
The following is a list of some regulatory publications or announcements from September 2023 affecting UK financial services.
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Demystifying the digital pound and CBDCs – an introduction
- Oct 2023
In this webinar we demystify what central bank digital currencies (CBDCs) are and why central banks are actively considering issuing it and explore the potential pros and cons.
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CASS 5 audits – insights and hot topics
- Oct 2023
The Financial Services Faculty will provide helpful insights and hot topics specifically focused on CASS 5 insurance intermediary firms.
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Challenges with accounting for financed emissions
- Sep 2023
In recent years, the issue of "financed emissions" has become a crucial aspect of the climate change discussion, highlighting the significant role that financial institutions play in contributing to greenhouse gas emissions.
Regulatory update August 2023
- Sep 2023
The following is a list of some regulatory publications or announcements from August 2023 affecting UK financial services.
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Regulatory Update July 2023
- Sep 2023
The following is a list of some regulatory publications or announcements from July 2023 affecting UK financial services.
Silicon Valley Bank failure and social media risk
- Sep 2023
In this webinar we will explore how banks might avoid bank runs in the age of social media.
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UK proposals on retail central bank digital currency (CBDC)
- Aug 2023
Following Bank of England and HM Treasury’s consultation on proposals for a digital pound, Reuben Wales, ICAEW’s Head of Financial Services, outlines our key recommendations as proposals are taken forward.
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UK proposals on how to regulate ESG ratings providers
- Aug 2023
Following HM Treasury’s consultation on its proposed regulatory regime for environmental, social, and governance (ESG) ratings providers, Polly Tsang, ICAEW’s Financial Services Regulatory Manager, outlines the planned rules and where they should be expanded.
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Regulatory Update June 2023
- Aug 2023
The following is a list of some regulatory publications or announcements from June 2023 affecting UK financial services.
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SMCR reform: proposals for change in challenging times
- May 2023
The government is seeking to review the SMCR as part of its Edinburgh reforms, but how do reforms looks set to pan out and how will potential changes help the government meet its objectives of supercharging the UK’s financial services sector?
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Basel 3.1 implementation – getting ahead of the curve
- Mar 2023
The PRA is consulting on its implementation of Basel 3.1, also commonly referred to as Basel 4 or the final Basel reforms. In this article the Faculty takes a look at the PRA’s proposals, some of the key implementation challenges, and what banks should be thinking about to prepare for the new rules.
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Regulatory update February 2023
- Mar 2023
The following is a list of some regulatory publications or announcements from February 2023 affecting UK financial services.
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Bank capital and climate related risks
- Mar 2023
The Faculty explains how climate-related risks can affect the capital requirements of a bank and asks whether regulatory capital requirements should be used to promote green assets.
Banking
- Feb 2023
Practical guidance, commentary and support on the banking sector for financial services professionals.
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CASS audits 2023
- Jan 2023
A high-level run through of all you need to know regarding the CASS rules. Perfect for those planning for their CASS audit as well as practitioners preparing for their clients.
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Cost of Living Crisis – implications for consumers, firms and regulators in financial services
- Oct 2022
The current cost of living crisis presents an extraordinary challenge for firms and regulators to address a rapidly developing situation in an environment of political uncertainty.
The Consumer Duty: assessing fair value of products and services
- Sep 2022
In this article, we take a deep dive into the ‘fair value’ outcome of the Consumer Duty, including a look at how firms might evaluate and evidence this outcome, and the skills and resources needed to do so.
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The realities of Solvency II reform for insurers
- Aug 2022
Details on investment asset risk and allocation are crucial to delivering on general political promises, writes Adam Leach.
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FCA publishes final rules on Consumer Duty
- Aug 2022
Philip Deeks, Director, KPMG EMA Regulatory Insight Centre examines the FCA’s final rules on firms’ consumer duty.
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What you need to know about regulatory initiatives
- Jul 2022
The Financial Conduct Authority (FCA) has published a document for use by the financial services sector that covers its upcoming regulatory developments over the next year.
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Eight key points on the future of UK financial services regulation
- Jun 2022
The Treasury Select Committee has laid out recommendations for the future of financial regulation in the UK.
Displaying 1-40 of 190 results
