Firm details
Membership details
- Member number
- C009201919
Contact details
- Location
- London, United Kingdom
Disciplinary and regulatory record
Case No. 033716/MATT
- Hearing date
- 04 Jul 2019
- Acceptance date
- 04 Jul 2019
- Committee
- Financial Reporting Council
- Decision
- Severe Reprimand
- Linked documents
- View case file
Case No. 037580/MATT
- Hearing date
- 21 Jan 2020
- Acceptance date
- 21 Jan 2020
- Committee
- Disciplinary Committee
- Decision
- Severe Reprimand
- Linked documents
- View case file
Case No. 045252/MATT
- Hearing date
- 31 Jul 2020
- Acceptance date
- 31 Jul 2020
- Committee
- Investigation Committee
- Decision
- Consent Order - Reprimand
- Linked documents
- View case file
Case No. 011812/MATT
- Hearing date
- 17 Sep 2020
- Acceptance date
- 17 Sep 2020
- Committee
- Financial Reporting Council
- Decision
- Severe Reprimand
- Linked documents
- View case file
Case No. 057609/MATT
- Hearing date
- 06 Nov 2020
- Acceptance date
- 06 Nov 2020
- Committee
- Financial Reporting Council
- Decision
- Reprimand
- Linked documents
- View case file
Case No. 040416/MATT
- Hearing date
- 21 Apr 2022
- Acceptance date
- 21 Apr 2022
- Committee
- Financial Reporting Council
- Decision
- Severe Reprimand
- Linked documents
- View case file
Case No. 067653/MATT
- Hearing date
- 22 Nov 2022
- Acceptance date
- 22 Nov 2022
- Committee
- FRC
- Decision
- Offer the firm/individual regulatory penalty
- Linked documents
- View case file
Case No. 044723/MATT
- Hearing date
- 22 Dec 2022
- Acceptance date
- 22 Dec 2022
- Committee
- Financial Reporting Council
- Decision
- Severe Reprimand
- Linked documents
- View case file