Firm details
Membership details
- Member number
- C003381018
Contact details
- Location
- London, United Kingdom
Disciplinary and regulatory record
Case No. 036031/MATT
- Hearing date
- 30 Jan 2020
- Acceptance date
- 30 Jan 2020
- Committee
- Investigation Committee
- Decision
- Consent Order - Severe Reprimand
- Linked documents
- View case file
Case No. 061300/DPBR
- Hearing date
- 14 Oct 2021
- Acceptance date
- 02 Nov 2021
- Committee
- Investment Business Committee
- Decision
- Offer the firm/individual regulatory penalty.
- Linked documents
- View case file
Case No. 069881/RARP
- Hearing date
- 09 Aug 2023
- Acceptance date
- 14 Sep 2023
- Committee
- Audit Registration Committee
- Decision
- Offer the firm/individual regulatory penalty.
- Linked documents
- View case file